Compliance

Audit & Advisory Services’ Compliance Department is responsible for guiding and monitoring compliance-related activities across the University, by providing support to and collaborating with compliance leaders to maintain a unified and robust program.

Audit & Advisory Services provides compliance functions including, but not limited to:

  • Oversight of the University’s institutional compliance program and the distributed processes that support compliance across the University by working with subject matter experts and compliance leaders.
  • Facilitation of annual compliance attestations to ensure that responsible parties are aware of their obligations and demonstrate compliance with their Division’s requirements.
  • Administration of the University’s Conflict of Interest Program.
  • Management of the University’s ethics reporting hotline (ND Integrity Hotline), in collaboration with Human Resources and the Office of General Counsel.

Compliance Leaders

Office of the EVP & Treasurer

Facilities, Design & OperationsMike Cira
FinanceDrew Paluf
Human ResourcesShannon Sparazynski
Investment OfficeTom Guinan
Office of Information Technologies Leilani Lauger
UOES-Hospitality & DiningKyle Johnson
UOES-Safety & OperationsAnna Belote

Office of the President

AthleticsKatie Capps
EnrollmentCindy Sachire
Office of Public Affairs & CommunicationPedro Ribeiro
Strategic Planning / IRISAdrea Hernandez
Student AffairsKathleen Brannock
University RelationsRyan Brennan

Office of the Provost

AcademyJoanna McNulty
ND GlobalRegan Jones
ND ResearchLiz Rulli